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FINRA Awards for Mary K. Ortegon

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0308605/04/2012Claimant(s): Bernard Parker, Edward Jones
Claimant Lawyers(s): Dennis J. Capriglione
Respondent(s): Mary Falloon
Respondent Lawyers(s): Mary Jane Falloon
Arbitrator(s): David Finnegan, Larry Kars, Mary K. Ortegon
Hearing Site: New York, NY
Expungement

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