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FINRA Awards for Westport Resources Investment Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0162411/01/2017Claimant(s): Westport Resources Management.
Claimant Lawyers(s): Richard Slavin
Respondent(s): Christopher DeLaura, Fieldpoint Private Securities, Westport Resources Investment Services
Respondent Lawyers(s): Jonathan C. Thau, Richard Slavin
Arbitrator(s): Dan Brecher, Larry Kars, Randolph Guggenheimer
Hearing Site: New York, NY

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