FINRA Awards for Fordham Financial Management.

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02279	05/04/2016	Claimant(s): Gary Croan Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Fordham Financial Management. Respondent Lawyers(s): Phyllis Henderson Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA		$8,847
08-03207	01/13/2010	Claimant(s): Fordham Financial Management. Claimant Lawyers(s): Brian Neville Respondent(s): John Alejos Respondent Lawyers(s): Juan C. Alejos Arbitrator(s): Daniel B. Berkson, John P. Bevilacqua, Arthur D. Felsenfeld Hearing Site: New York, NY
09-00293	08/13/2009	Claimant(s): Fordham Financial Management. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Larry Lubarsky Respondent Lawyers(s): Larry Lubarsky Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion Hearing Site: New York, NY
08-03221	04/24/2009	Claimant(s): Song Sop Choe Claimant Lawyers(s): Song Sop Choe Respondent(s): Fordham Financial Management. Respondent Lawyers(s): Christopher S. Mattei Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Arthur Best Hearing Site: New York, NY
08-01076	09/03/2008	Claimant(s): Fordham Financial Management. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Samuel Kirt Respondent Lawyers(s): Samuel Kirt Arbitrator(s): Robert E. Holley Hearing Site: New York, NY