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FINRA Awards for Robert E. Holley

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0334810/01/2009Claimant(s): Matthew Proman
Claimant Lawyers(s): Randy Scott Zelin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert E. Holley, Frank J. Spencer
Hearing Site: New York, NY
Checkmark Icon$15,925
08-0111310/15/2008Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Peter Dunne
Respondent Lawyers(s): Howard E. Greenbert
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY
08-0107609/03/2008Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Samuel Kirt
Respondent Lawyers(s): Samuel Kirt
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY

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