Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-03348 | 10/01/2009 | Claimant(s): Matthew Proman Claimant Lawyers(s): Randy Scott Zelin Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert E. Holley, Frank J. Spencer Hearing Site: New York, NY |  | $15,925 |
| 07-00736 | 04/18/2008 | Claimant(s): Diane Moss Claimant Lawyers(s): William J. Gladden Respondent(s): Cheryl Jimerson, Gregory Martino, Westrock Advisors. Respondent Lawyers(s): Cheryl Diane Jimerson, Robert Giavocias Arbitrator(s): Charles F. Brennan, Frank J. Spencer, Stewart E. Winner Hearing Site: New York, NY | | Stipulated Award and Expungement |