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FINRA Awards for Peter Dunne

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0312304/30/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): Bruce Wall, David Mattia, Douglas Smith, George Dunn, Jeffrey Santos, Jeffrey Wagner, Lori Van Dusen, Peter Dunne, Richard Vankuren, Thomas Hawks, Winship Ross
Respondent Lawyers(s): Judd Spray, Marc Greenwald, Peter E. Calamari
Arbitrator(s): Robert Paulger Linn, Albert D. Sturtevant, Baunita M. Greer
Hearing Site: Washington, DC
08-0385207/08/2009Claimant(s): Peter Dunne
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Aura Financial Services.
Respondent Lawyers(s): Leon Baer Borstein
Arbitrator(s): Richard W. Cutler, James S. Goddard, Gerald H. Grayson
Hearing Site: New York, NY
08-0111310/15/2008Claimant(s): Howard Braff
Claimant Lawyers(s): Howard Braff
Respondent(s): Peter Dunne
Respondent Lawyers(s): Howard E. Greenbert
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY

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