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FINRA Awards for Leon Baer Borstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0229903/25/2021Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Daniel A Spector
Respondent(s): Auguste Capital Partners
Respondent Lawyers(s): Leon Baer Borstein
Arbitrator(s): Alejandro Miguel Garro, Gerald H. Grayson, Amy Jill Baranoff
Hearing Site: New York, NY
Checkmark Icon$0
17-0299412/13/2018Claimant(s): Great Vision USD Fund I, L.P.
Claimant Lawyers(s): Leon Baer Borstein
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason Billy
Arbitrator(s): Michael H. DuBoff, John Michael Richardson, Andrew Evan Gelfand
Hearing Site: New York, NY
Checkmark Icon$345,800
12-0231403/04/2014Claimant(s): Lewis Goldman
Claimant Lawyers(s): Leon Baer Borstein
Respondent(s): ACGM.
Respondent Lawyers(s): M. Christine Carty
Arbitrator(s): Gilbert F. Bach, Jack Friedman, Lowell D. Johnston
Hearing Site: New York, NY
08-0385207/08/2009Claimant(s): Peter Dunne
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Aura Financial Services.
Respondent Lawyers(s): Leon Baer Borstein
Arbitrator(s): Richard W. Cutler, James S. Goddard, Gerald H. Grayson
Hearing Site: New York, NY

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