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FINRA Awards for Auguste Capital Partners

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0229903/25/2021Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Daniel A Spector
Respondent(s): Auguste Capital Partners
Respondent Lawyers(s): Leon Baer Borstein
Arbitrator(s): Alejandro Miguel Garro, Gerald H. Grayson, Amy Jill Baranoff
Hearing Site: New York, NY
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