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FINRA Awards for B. John Pendleton

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0094207/29/2009Claimant(s): Patricia Kubitzki
Claimant Lawyers(s): Patricia A. Kubitzki
Respondent(s): New England Securities, Timothy Mcdermott
Respondent Lawyers(s): B. John Pendleton, Christina Schmid
Arbitrator(s): James A. Hayes
Hearing Site: Kansas City, MO
Checkmark Icon$7,836
07-0358412/01/2008Claimant(s): Kathleen Vigiano, Maria Vigiano
Claimant Lawyers(s): Marc D. Powers
Respondent(s): Robert Kennedy, Robert J. Kennedy & Associates, Walnut Street Securities.
Respondent Lawyers(s): B. John Pendleton
Arbitrator(s): Marvin Schwartz, Alida D. Camp, Sharon A. McCloskey
Hearing Site: New York, NY
Checkmark Icon$388,669

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