Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-01098 | 01/02/2009 | Claimant(s): George Grafas Claimant Lawyers(s): Charles Von Simson Respondent(s): Whitaker Securities LLC Respondent Lawyers(s): Scott D. Stechman Arbitrator(s): Judith E. Gross, Alvin Green, Renee S. Rothschild Hearing Site: New York, NY | ||
| 06-02002 | 08/12/2008 | Claimant(s): Juluru Rao Claimant Lawyers(s): Kim Steven Juhase Respondent(s): Mark Ketner, Investec Ernest & Company Respondent Lawyers(s): David J. Butler Arbitrator(s): Sandralin J. Kiss, Renee S. Rothschild, Sharon A. McCloskey Hearing Site: Newark, NJ |  | Stipulated Award and Expungement |
| 07-00643 | 05/22/2008 | Claimant(s): Richard Olszewski Claimant Lawyers(s): Jason A. Archinaco Respondent(s): Lewis Sanders, AllianceBernstein Investments., AllianceBerstein Investment Research Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Richard D. DeVita, Robert J. Gorgia, Renee S. Rothschild Hearing Site: Newark, NJ |