| 19-01108 | 10/21/2019 | Claimant(s): Moses Rosario
Claimant Lawyers(s): Moses Rosario
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Theodore Moreines, Morton S. Bunis, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | |
| 14-01704 | 09/18/2015 | Claimant(s): Buckman, Buckman & Reid.
Claimant Lawyers(s): Michael D. Handelsman
Respondent(s): Apex Clearing Corporation
Respondent Lawyers(s): Robert W. Hamburg
Arbitrator(s): Alan James Jacoby, Theodore Moreines, Brian A. Carlis
Hearing Site: Newark, NJ
| | |
| 12-03577 | 12/27/2013 | Claimant(s): Estate of Paul Cheng
Claimant Lawyers(s): Paul E. Kerson
Respondent(s): Keith Fasano, Emmett A Larkin Company., DPEC Capital., Investprivate.Com.
Respondent Lawyers(s): Eric S. Hutner, Gordon Hing
Arbitrator(s): Theodore Moreines, Robert E. Anderson, Joseph H. Cerame
Hearing Site: New York, NY
|  | $0 |
| 08-02407 | 03/12/2009 | Claimant(s): The Jeffrey Matthews Financial Group LLC
Claimant Lawyers(s): Kenneth A. Elan
Respondent(s): Benjamin Miceli
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Craig Scott Bartlett, Theodore Moreines, Richard H. Hoenig
Hearing Site: Newark, NJ
| | |
| 05-00529 | 07/02/2008 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Sandra Grannum
Respondent(s): Christopher Becker
Respondent Lawyers(s): Christopher W. Becker
Arbitrator(s): Theodore Moreines, Nathan J. Minucci, Robert J. Gorgia
Hearing Site: Newark, NJ
| | |
