| 15-01841 | 09/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Alexander Bolshem
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Alan James Jacoby, Jay Alan Kranis, Sandra Holtzman
Hearing Site: Newark, NJ
| | |
| 14-01704 | 09/18/2015 | Claimant(s): Buckman, Buckman & Reid.
Claimant Lawyers(s): Michael D. Handelsman
Respondent(s): Apex Clearing Corporation
Respondent Lawyers(s): Robert W. Hamburg
Arbitrator(s): Alan James Jacoby, Theodore Moreines, Brian A. Carlis
Hearing Site: Newark, NJ
| | |
| 12-01477 | 08/07/2013 | Claimant(s): Gloria Gambardella
Claimant Lawyers(s): Samantha Tesser Haimo
Respondent(s): Raymond James Financial Services., Suzanne Moore
Respondent Lawyers(s): Terrence A. Bostic
Arbitrator(s): Alan James Jacoby, Linda T. Pellegrino, Mia Scanga
Hearing Site: Newark, NJ
|  | $0 |
| 08-04033 | 07/25/2012 | Claimant(s): Iris Chin, Ken Chin
Claimant Lawyers(s): Ken K. Chin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): R. Matthew Ingraham
Arbitrator(s): Alan James Jacoby, Charles L. Prothero, Richard C. Antonelli
Hearing Site: Newark, NJ
| | $0 |
