| 09-07172 | 09/16/2011 | Claimant(s): Mary Powers
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Sean Hannon, Epic Advisors, L.L.C.
Respondent Lawyers(s): Sean Hannon
Arbitrator(s): Thomas M. Crawford, Nathan J. Minucci, Edith M. Novack
Hearing Site: Newark, NJ
|  | $120,000 |
| 08-03431 | 10/23/2009 | Claimant(s): Henrietta Costa IRA (Roll Over), John T. Costa, IRA
Claimant Lawyers(s): George L. Mahr
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly
Arbitrator(s): Maria D. Cirillo, Thomas M. Crawford, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
| | $8,342 |
| 08-02311 | 04/07/2009 | Claimant(s): John Scott
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Myrtle Gilpin-Morgan
Respondent Lawyers(s): Myrtle J. Gilpin-Morgan
Arbitrator(s): C. Anthony Bell, Thomas M. Crawford, Edith M. Novack
Hearing Site: Newark, NJ
| | $145,540 |
| 07-02189 | 10/08/2008 | Claimant(s): Joan Donohue, Todd Donohue, Joan E. Donohue, IRA
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Thomas M. Crawford, Edith M. Novack, Steven A. Infante
Hearing Site: New York, NY
| | Expungement |
