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FINRA Awards for Frederic L. Lieberman

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0226203/27/2020Claimant(s): Shaun Blakeslee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Jane Tam
Hearing Site: Baltimore, MD
19-0234102/27/2020Claimant(s): Michael Gross
Claimant Lawyers(s): Michael Houston Gross
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Bart Samuel Cohodas, Thomas W. Allen, Peter Susser
Hearing Site: Boca Raton, FL
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18-0439008/14/2019Claimant(s): Jeffey Nedley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Robert E. Anderson
Hearing Site: Pittsburgh, PA
17-0015803/18/2019Claimant(s): Dominik Weber
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Gregory Hunter Mathews, Peter Vincent Marcoline, William Francis Ryan
Hearing Site: Pittsburgh, PA
18-0185001/15/2019Claimant(s): Lawrence Sorace
Claimant Lawyers(s): Dochtor Kenendy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
16-0084401/03/2017Claimant(s): Robert Shkreli
Claimant Lawyers(s): Hendrick Vandamme
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Joseph J. Arata, Kevin F. Cuddihy, Brooks White
Hearing Site: New York, NY
10-0030502/17/2011Claimant(s): John Decorso
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Fred S. Pieroni, S. Charles Tabak, Thomas A. Abitabile
Hearing Site: Newark, NJ
09-0368110/08/2010Claimant(s): Shanawaz Basith
Claimant Lawyers(s): Catherine E. Anderson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Marilyn J. Salzman, Peter A. Goldman, Alan Gradzki
Hearing Site: New York, NY
09-0352002/09/2010Claimant(s): Jill Clark
Claimant Lawyers(s): Jill Eileen Clark
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY

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