Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04072 | 05/04/2020 | Claimant(s): John Moy Claimant Lawyers(s): Jennifer Willey Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam Hearing Site: Baltimore, MD | ||
| 19-02802 | 04/22/2020 | Claimant(s): Mary Bennett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ashley K. Kelley Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 19-02262 | 03/27/2020 | Claimant(s): Shaun Blakeslee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Frederic L. Lieberman Arbitrator(s): Jane Tam Hearing Site: Baltimore, MD | ||
| 18-02256 | 02/14/2020 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Eric Wolf Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Marian Smith Glenn, Michael W. Hultzapple, Jane Tam Hearing Site: Norfolk, VA | ||
| 19-01382 | 01/27/2020 | Claimant(s): Gregory Nerantzis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 18-00616 | 11/15/2018 | Claimant(s): David Stack Claimant Lawyers(s): Sarah Sawyer Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Jane Tam Hearing Site: Baltimore, MD | ||
| 16-01317 | 11/07/2018 | Claimant(s): Urszula Thompson Claimant Lawyers(s): Thomas P. Kelly Respondent(s): Richard Muhlberg, Metis Advisors Respondent Lawyers(s): Alan Gilmore Arbitrator(s): Catherine Stewart, Jane Tam, Carrie L. Chelko Hearing Site: Wilmington, DE |  | $17,900 |
| 18-01231 | 10/03/2018 | Claimant(s): Frederick Scruggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 15-01225 | 01/06/2017 | Claimant(s): Paul & Beatrice Hessong Claimant Lawyers(s): Jennifer Tarr Respondent(s): Buda Yao, Costa Tzotzis, James Webb, Jeff Bodner, Michael Lovett, Cape Securities Inc. Respondent Lawyers(s): Judy Newcomb Arbitrator(s): David L. Ruderman, Jane Tam, Harold Craig Cohen Hearing Site: Baltimore, MD | | $0 |
| 15-03358 | 11/16/2016 | Claimant(s): James Deitsch Claimant Lawyers(s): Mark E. Maddox Respondent(s): William Gammon, Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund, Sean M. Golden Arbitrator(s): Douglas Earl McLaren, Harvey Baum, Jane Tam Hearing Site: Baltimore, MD | | Dismissed by Rule 12206 |