| 18-04072 | 05/04/2020 | Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam
Hearing Site: Baltimore, MD
| | |
| 18-03529 | 11/07/2019 | Claimant(s): Estate of Gerald Seldin, Gerald Seldin Residuary Trust u/w dated
Claimant Lawyers(s): Jeffrey E. Nusinov
Respondent(s): Alan Hess, Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Edward J. Gutman, James Ray Eyler, Thomas M. Devlin
Hearing Site: Baltimore, MD
|  | $173,202 |
| 17-03299 | 10/03/2019 | Claimant(s): Michael Stern, Paul Levin, Wendy Stern, Estate of Gloria Levin
Claimant Lawyers(s): Daniel J. Miller
Respondent(s): Kenneth Blumberg, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Edward J. Gutman, Catherine Esther Bocskor, John Leslie Coker
Hearing Site: Baltimore, MD
| | $1,524,180 |
| 13-01524 | 06/17/2015 | Claimant(s): Edmund Blickle
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Caryl S. Bernstein, Edward J. Gutman, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
| | Expungement |
