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FINRA Awards for Sean M. Golden

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0050906/14/2017Claimant(s): Next Financial Group.
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Erryn Barkett
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Christopher M. McMurray, Alison Wright Feehan, Peter B. Loewenberg
Hearing Site: Richmond, VA
15-0335811/16/2016Claimant(s): James Deitsch
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): William Gammon, Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund, Sean M. Golden
Arbitrator(s): Douglas Earl McLaren, Harvey Baum, Jane Tam
Hearing Site: Baltimore, MD
Checkmark IconDismissed by Rule 12206
14-0220610/02/2015Claimant(s): Andrew Alexander, Plantations at Haywood 5, TIC Hunters Chase 18
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Robert S. Zuckerman, Donita M. King, Overman Randolph Rollins
Hearing Site: Norfolk, VA
Checkmark IconDismissed by Rule 12206
13-0001907/16/2014Claimant(s): Michael Fertich
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Douglas Earl McLaren, John D. Robb, Carl F. Bowmer
Hearing Site: Richmond, VA
Checkmark IconDismissed by Rule 12206

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