| 21-02289 | 01/02/2024 | Claimant(s): Justin Naughton
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Dougherty, Overman Randolph Rollins, Elizabeth Flannagan Edwards
Hearing Site: Richmond, VA
|  | $75,603 |
| 20-04075 | 04/19/2023 | Claimant(s): Truist Investment Services.
Claimant Lawyers(s): John E MacDonald
Respondent(s): Michael Hudgins
Respondent Lawyers(s): Henry I. Willett
Arbitrator(s): Thomas P. Talbot, Overman Randolph Rollins, Paul Dimitri Georgiadis
Hearing Site: Richmond, VA
| | |
| 14-01456 | 01/29/2016 | Claimant(s): E. Gerald Eigenfeld, Norma Eigenfeld
Claimant Lawyers(s): William G. Shields
Respondent(s): Patrick Ayers, Ayers Financial Services, ING Financial Partners.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): Richard E. Lauziere, Janice L. Burnham, Overman Randolph Rollins
Hearing Site: Richmond, VA
| | $0 |
| 14-02206 | 10/02/2015 | Claimant(s): Andrew Alexander, Plantations at Haywood 5, TIC Hunters Chase 18
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Robert S. Zuckerman, Donita M. King, Overman Randolph Rollins
Hearing Site: Norfolk, VA
| | Dismissed by Rule 12206 |
| 14-02444 | 07/27/2015 | Claimant(s): Robert Pierson
Claimant Lawyers(s): James C. Cosby
Respondent(s): Don Davis
Respondent Lawyers(s): Kirk Smith
Arbitrator(s): Douglas Earl McLaren, Overman Randolph Rollins, Alison Wright Feehan
Hearing Site: Richmond, VA
| | Expungement |
| 13-00848 | 05/27/2014 | Claimant(s): Kenneth Cook, Kenneth Cook Irrevocable Insurance Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Anthony S. Paetro, Janice L. Burnham, Overman Randolph Rollins
Hearing Site: Richmond, VA
| | $600 |
| 07-00273 | 08/15/2007 | Claimant(s): Stanley Legum
Claimant Lawyers(s): Stanley D. Legum
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Donald B. Vaden, James Tyler Pugh, Overman Randolph Rollins
Hearing Site: Norfolk, VA
| | |
