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FINRA Awards for James Tyler Pugh

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0392112/18/2007Claimant(s): Sharon Opfer
Claimant Lawyers(s): Benjamin R. Prell
Respondent(s): LifeMark Securities Corp.
Respondent Lawyers(s): Edwin M. Larkin
Arbitrator(s): William R. Waddell, Jack Rephan, James Tyler Pugh
Hearing Site: Norfolk, VA
Checkmark Icon$0
07-0027308/15/2007Claimant(s): Stanley Legum
Claimant Lawyers(s): Stanley D. Legum
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Donald B. Vaden, James Tyler Pugh, Overman Randolph Rollins
Hearing Site: Norfolk, VA

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