| 11-00258 | 07/17/2012 | Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
|  | $0 |
| 09-02545 | 08/12/2011 | Claimant(s): Michael Ghanadian
Claimant Lawyers(s): Russell C. Weigel
Respondent(s): Credit Suisse Securities (USA) LLC, Swiss American Securities Inc.
Respondent Lawyers(s): Allan N. Taffet, Joshua Klein
Arbitrator(s): David S. Billet, Orestes J. Mihaly, Carol Di Natale
Hearing Site: New York, NY
| | $0 |
| 09-05638 | 10/05/2010 | Claimant(s): Peter Baltis
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): George Danes, Morgan Stanley
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Orestes J. Mihaly, Jennifer L. Bliss, John J. Henry
Hearing Site: Albany, NY
| | $0 |
| 06-01063 | 07/10/2009 | Claimant(s): Louis Rosenwein, Meredith Rosenwein, TTEE f/b/o Robert
Claimant Lawyers(s): R. Jeffrey More
Respondent(s): Ralph Esposito, Janney Montgomery Scott LLC
Respondent Lawyers(s): Lionel G. Hest
Arbitrator(s): Orestes J. Mihaly, Paul Weinberg, James M Coakley
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-01168 | 04/08/2009 | Claimant(s): Robert Hwang
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Orestes J. Mihaly, David I. Goldblatt, Michael J. Deodati
Hearing Site: New York, NY
| | $0 |
