| 11-02201 | 12/11/2013 | Claimant(s): Jeffery Citron, Ron Purpora, Steve McDermott, KEC Holdings, RGP Capital, SMCB Capital, Kyra Elise Citron 1999 Descendants Annui, Noah Aidan Citron 1999 Descendants Annui
Claimant Lawyers(s): Loren Schechter
Respondent(s): Deutsche Bank Securities., James Solano, Deutsche Bank Alex. Brown
Respondent Lawyers(s): Aryeh L. Kaufman, Joshua Klein
Arbitrator(s): Charles A. Crocco, John E. Shine, Edith M. Novack
Hearing Site: Newark, NJ
|  | $0 |
| 11-04410 | 11/20/2012 | Claimant(s): Chris Stovic
Claimant Lawyers(s): Chris Stovic
Respondent(s): Christopher Gent, Christopher O'Meara, Henry Kaufman, John Akers, John Macomber, Marsha Evans, Michael Anslie, Richard Fuld, Roger Berlind, Roland Hernandez, Thomas Cruikshank
Respondent Lawyers(s): Joshua Klein, Kathleen N. Massey, Todd S. Fishman
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Pittsburgh, PA
| | $325 |
| 09-02545 | 08/12/2011 | Claimant(s): Michael Ghanadian
Claimant Lawyers(s): Russell C. Weigel
Respondent(s): Credit Suisse Securities (USA) LLC, Swiss American Securities Inc.
Respondent Lawyers(s): Allan N. Taffet, Joshua Klein
Arbitrator(s): David S. Billet, Orestes J. Mihaly, Carol Di Natale
Hearing Site: New York, NY
| | $0 |
| 09-04074 | 01/25/2010 | Claimant(s): Robert G. Kurzman and Carol E. Kurzman
Claimant Lawyers(s): Robert G. Kurzman
Respondent(s): Deutsche Bank Securities., Erik Fiebert
Respondent Lawyers(s): Joshua Klein
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | $25,213 |
