| 11-02201 | 12/11/2013 | Claimant(s): Jeffery Citron, Ron Purpora, Steve McDermott, KEC Holdings, RGP Capital, SMCB Capital, Kyra Elise Citron 1999 Descendants Annui, Noah Aidan Citron 1999 Descendants Annui
Claimant Lawyers(s): Loren Schechter
Respondent(s): Deutsche Bank Securities., James Solano, Deutsche Bank Alex. Brown
Respondent Lawyers(s): Aryeh L. Kaufman, Joshua Klein
Arbitrator(s): Charles A. Crocco, John E. Shine, Edith M. Novack
Hearing Site: Newark, NJ
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| 09-02029 | 02/03/2011 | Claimant(s): Richard Brown, Sarah & David Brown Trust by Karen Midy
Claimant Lawyers(s): Donald Liberman
Respondent(s): Bruce Pomerantz, Charles Merwin, Wachovia Securities
Respondent Lawyers(s): Brian J. Ellis, Robert A.W. Boraks
Arbitrator(s): Craig Scott Bartlett, Louis H. Miron, John E. Shine
Hearing Site: Newark, NJ
| | $0 |
| 02-05541 | 09/13/2007 | Claimant(s): Gary Chan
Claimant Lawyers(s): G. Sterling Perry
Respondent(s): Traderfield Securities., Unise Investment Corp.
Respondent Lawyers(s): Christine Bae, G. Sterling Perry
Arbitrator(s): Simon S. Kogan, Barnard Seligman, John E. Shine
Hearing Site: New York, NY
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