Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03571 | 10/15/2013 | Claimant(s): Isolde Cooper, George Cooper Irrevocable Trust Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Brian Redican, Citigroup Global Markets. Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Barnard Seligman, John Daly, Richard Bryce Nesson Hearing Site: New York, NY |  | Expungement |
| 06-03501 | 12/04/2007 | Claimant(s): Elizabeth Greer Claimant Lawyers(s): Romaine L. Gardner Respondent(s): Judith Cassidy, New England Securities Respondent Lawyers(s): Rapheal M. Rosenblatt Arbitrator(s): Ernest Fanwick, Barnard Seligman, Renee La Verne Ross CFP Hearing Site: New York, NY | | $0 |
| 02-05541 | 09/13/2007 | Claimant(s): Gary Chan Claimant Lawyers(s): G. Sterling Perry Respondent(s): Traderfield Securities., Unise Investment Corp. Respondent Lawyers(s): Christine Bae, G. Sterling Perry Arbitrator(s): Simon S. Kogan, Barnard Seligman, John E. Shine Hearing Site: New York, NY |