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FINRA Awards for Unise Investment Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
02-0554109/13/2007Claimant(s): Gary Chan
Claimant Lawyers(s): G. Sterling Perry
Respondent(s): Traderfield Securities., Unise Investment Corp.
Respondent Lawyers(s): Christine Bae, G. Sterling Perry
Arbitrator(s): Simon S. Kogan, Barnard Seligman, John E. Shine
Hearing Site: New York, NY

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