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FINRA Awards for Deutsche Bank Alex. Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0220112/11/2013Claimant(s): Jeffery Citron, Ron Purpora, Steve McDermott, KEC Holdings, RGP Capital, SMCB Capital, Kyra Elise Citron 1999 Descendants Annui, Noah Aidan Citron 1999 Descendants Annui
Claimant Lawyers(s): Loren Schechter
Respondent(s): Deutsche Bank Securities., James Solano, Deutsche Bank Alex. Brown
Respondent Lawyers(s): Aryeh L. Kaufman, Joshua Klein
Arbitrator(s): Charles A. Crocco, John E. Shine, Edith M. Novack
Hearing Site: Newark, NJ
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