Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-01063 | 07/10/2009 | Claimant(s): Louis Rosenwein, Meredith Rosenwein, TTEE f/b/o Robert Claimant Lawyers(s): R. Jeffrey More Respondent(s): Ralph Esposito, Janney Montgomery Scott LLC Respondent Lawyers(s): Lionel G. Hest Arbitrator(s): Orestes J. Mihaly, Paul Weinberg, James M Coakley Hearing Site: New York, NY |  | Stipulated Award and Expungement |
| 07-02997 | 01/28/2009 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): Kevin O'Neil Respondent Lawyers(s): Kevin P. O'Neil Arbitrator(s): Dallas Whitney Coffman, Lane Steven Bucklan, James M Coakley Hearing Site: Hartford, CT |