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FINRA Awards for Essex National Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0088206/24/2011Claimant(s): John Conarpe
Claimant Lawyers(s): Salvatore D. Ferlazzo
Respondent(s): Timothy Bartholomew, Essex National Securities.
Respondent Lawyers(s): Timothy A. Valliere
Arbitrator(s): Jeffrey G. Sommers, Alan K. Bloom, Lewis M. Smith
Hearing Site: Albany, NY
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