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FINRA Awards for Lawrence B. Schiffman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0373102/23/2018Claimant(s): Benjamin Morganstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey G. Sommers, William E. Nuckel, Lawrence B. Schiffman
Hearing Site: New York, NY
09-0141712/28/2012Claimant(s): Jennifer Frame-Tunney
Claimant Lawyers(s): David B. Wechsler
Respondent(s): J.P. Morgan Securities.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Peter P. Skomorowsky, Mary Lou McGanney, Lawrence B. Schiffman
Hearing Site: New York, NY
08-0063605/22/2009Claimant(s): Antoine Katbe
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Nicholas Buonocore, Olympia Asset Management, Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Ernest Fanwick, Alvin Green, Lawrence B. Schiffman
Hearing Site: New York, NY
Checkmark Icon$49,243
08-0032504/06/2009Claimant(s): Hyung Kim
Claimant Lawyers(s): David Marek
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Martin Hunger, Brian S. Hamburger, Lawrence B. Schiffman
Hearing Site: New York, NY

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