| 14-03604 | 08/25/2015 | Claimant(s): Mitchell Krevat, Randy Krevat
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Signature Securities Group Corporation
Respondent Lawyers(s): Vincent P. Pozzuto
Arbitrator(s): Jeffrey G. Sommers, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
|  | $0 |
| 12-03428 | 04/23/2014 | Claimant(s): Gregory Grimaudo, Lori Grimaudo
Claimant Lawyers(s): Ron Tomlins
Respondent(s): Jeffrey Altomari, Morgan Stanley, The Hudson Valley Group
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Marguerite B. Filson, Joseph N. Stineman, Salvatore J. Bate
Hearing Site: New York, NY
| | Expungement |
| 11-03404 | 04/09/2014 | Claimant(s): Hornung Family Trust
Claimant Lawyers(s): Brian H. Brick
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Gregory J. Getz, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 09-05606 | 07/12/2012 | Claimant(s): John Taimanglo
Claimant Lawyers(s): John Taimanglo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Joel P. Mellis, Bernard J. McGuire, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 09-06980 | 04/14/2011 | Claimant(s): Keith Stock
Claimant Lawyers(s): Theodore L. Hecht
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Joseph B. Russell, Salvatore J. Bate, Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 07-01486 | 02/02/2009 | Claimant(s): Sloan Securities Corp.
Claimant Lawyers(s): Paul A. Liberman
Respondent(s): Harry Friedman, Prestige Financial Center.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robina Fedora Asti, Steven David Leader, Salvatore J. Bate
Hearing Site: New York, NY
| | |
