20-01900 | 11/04/2021 | Claimant(s): Joseph Serensits Claimant Lawyers(s): Eric D. Edwards Respondent(s): Firhan Choudhary, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Barbara Black, Michael E. Weddington, John Russell Barlow Hearing Site: Raleigh, NC
| | Expungement |
19-00350 | 09/11/2020 | Claimant(s): Pam Matthews Claimant Lawyers(s): Scott L. Silver Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Richard H. Potter, John Russell Barlow, Ronald Bruce Natalie Hearing Site: Charlotte, NC
| | $258,000 |
19-03613 | 01/30/2020 | Claimant(s): Pam Matthews Claimant Lawyers(s): Scott L. Silver Respondent(s): James Heafner Respondent Lawyers(s): James Hal Heafner Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC
| | $60,000 |
17-02365 | 07/05/2019 | Claimant(s): Jamie Brown, Roger Brown Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): George Rankin, UBS Financial Services Inc., Samuel Rankin Respondent Lawyers(s): Anthony J. Borrelli, Cory Hohnbaum Arbitrator(s): Mary E. Woytek, John Russell Barlow, Richard E. Miley Hearing Site: Charlotte, NC
| | $125,000 |
13-03258 | 09/09/2015 | Claimant(s): Arthur Keith Burch and Lea Burch, JTWROS Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, David Lawrence Rowe Hearing Site: Raleigh, NC
| | Expungement |
13-02557 | 03/06/2015 | Claimant(s): Shari Hanson Claimant Lawyers(s): Donald M. Brown Respondent(s): Stephen Englese, Equity Services. Respondent Lawyers(s): Derek C. Anderson, Stephen Anthony Englese Arbitrator(s): John A. Baynes, Michael C. Wittenberg, CPF, CLU, ChFC, John Russell Barlow Hearing Site: Charlotte, NC
| | $0 |
13-03014 | 11/10/2014 | Claimant(s): Larry Hamilton Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): John Russell Barlow, John G. Shamp, Jason Alexander Diamond Hearing Site: Charlotte, NC
| | $580,375 |
14-00723 | 10/28/2014 | Claimant(s): Joseph Bonfiglio, Sarah Bonfiglio Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): John Russell Barlow Hearing Site: Raleigh, NC
| | $0 |
13-02598 | 07/16/2014 | Claimant(s): Margaret Kinlaw, Tilden Kinlaw Claimant Lawyers(s): H. Mitchell Baker Respondent(s): LPL Financial LLC, James Granger Respondent Lawyers(s): Melanie Black Dubis, Rick E. Graves Arbitrator(s): Ina N. Otto, John Russell Barlow, Theresa Joan Rosenberg Hearing Site: Raleigh, NC
| | Expungement |
12-01234 | 01/15/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Robert Brooks Respondent Lawyers(s): Gilbert J. Andia Arbitrator(s): John Russell Barlow Hearing Site: Raleigh, NC
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