Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00001 | 02/26/2015 | Claimant(s): Steven Carlson Claimant Lawyers(s): Ronald M. Amato Respondent(s): LPL Financial LLC Respondent Lawyers(s): Melanie Black Dubis Arbitrator(s): Leonard E. Benade, Fred Kelner, Lynda Joyce Howell Hearing Site: Raleigh, NC | ||
| 13-02598 | 07/16/2014 | Claimant(s): Margaret Kinlaw, Tilden Kinlaw Claimant Lawyers(s): H. Mitchell Baker Respondent(s): LPL Financial LLC, James Granger Respondent Lawyers(s): Melanie Black Dubis, Rick E. Graves Arbitrator(s): Ina N. Otto, John Russell Barlow, Theresa Joan Rosenberg Hearing Site: Raleigh, NC |  | Expungement |
| 09-03797 | 10/28/2010 | Claimant(s): Hermon Smith, Rosemary Smith Claimant Lawyers(s): Andrew O. Whiteman Respondent(s): Genworth Financial Securities Corporatio Respondent Lawyers(s): Melanie Black Dubis Arbitrator(s): Leon Henderson, Thomas W. Allen, John Edward Mango Hearing Site: Raleigh, NC | | $179,132 |