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FINRA Awards for Steven Carlson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0000102/26/2015Claimant(s): Steven Carlson
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Melanie Black Dubis
Arbitrator(s): Leonard E. Benade, Fred Kelner, Lynda Joyce Howell
Hearing Site: Raleigh, NC

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