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FINRA Awards for James Heafner

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0361301/30/2020Claimant(s): Pam Matthews
Claimant Lawyers(s): Scott L. Silver
Respondent(s): James Heafner
Respondent Lawyers(s): James Hal Heafner
Arbitrator(s): John Russell Barlow
Hearing Site: Charlotte, NC
Checkmark Icon$60,000
18-0379110/03/2019Claimant(s): Janet Heath, Jerry Heath, Joseph Taborek, Sandra Gizzi, James N. Heald
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): James Heafner, Taylor Capital Management Inc.
Respondent Lawyers(s): James Hal Heafner, Preston Spears
Arbitrator(s): Joe E. Manuel, David F. Simon, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
Checkmark Icon$1,033,360

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