| 19-00737 | 03/15/2023 | Claimant(s): Johanna Vandermark, Living Trust, Joanna Vandermark Trustee, Vandermark Credit Shelter Trust, Karen Y
Claimant Lawyers(s): Fred B. Monroe
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan Neerman
Arbitrator(s): Douglas Earl McLaren, Jason Alexander Diamond, GianDomenico Sarolli
Hearing Site: Charlotte, NC
|  | $776,149 |
| 20-01182 | 12/10/2020 | Claimant(s): David Pottenger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jason Alexander Diamond
Hearing Site: Charlotte, NC
| | |
| 19-00170 | 10/17/2019 | Claimant(s): Alan Brookshire
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Jason Alexander Diamond
Hearing Site: Charlotte, NC
| | |
| 13-03014 | 11/10/2014 | Claimant(s): Larry Hamilton
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): John Russell Barlow, John G. Shamp, Jason Alexander Diamond
Hearing Site: Charlotte, NC
| | $580,375 |
