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FINRA Awards for Brandon J. Brigham

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0193003/30/2020Claimant(s): Dustin Aiguer
Claimant Lawyers(s): Richard M Gelb
Respondent(s): Peter McAvinn
Respondent Lawyers(s): Brandon J. Brigham
Arbitrator(s):
Hearing Site: Boston, MA
17-0251207/09/2018Claimant(s): Dustin Aiguier
Claimant Lawyers(s): Michael Bessette
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Brandon J. Brigham
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
16-0156101/29/2018Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): NYLife Securities LLC, Christopher Cuneo, Daniel Frazier, David Ponder, James Robertson, Joseph Lapietra, Noel Kellert, Pragnesh Bhatt, Satchie Carvounis, Scott Potoma, Scotty Reedy, New York Life Insurance Company
Respondent Lawyers(s): Brandon J. Brigham, Jeffrey A. Sturgeon
Arbitrator(s): Evelyn D. Pisegna-Cook, Olivia Milbank Farrar, Valencia Renae Rainey
Hearing Site: Washington, DC

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