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FINRA Awards for Kimberly Herkert

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0263003/22/2012Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Michelle Young
Respondent(s): Kimberly Herkert and John Herkert, Jr.
Respondent Lawyers(s): Kimberly Herkert
Arbitrator(s): John Richard Lynch
Hearing Site: Albany, NY
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