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FINRA Awards for Edward B. Magarian

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0255809/22/2023Claimant(s): Michael Mcintyre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Jerome F. Crotty, Henry G. Nothnagel, Steven H. Vogel
Hearing Site: Chicago, IL
20-0277003/09/2021Claimant(s): Jason Plemons
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Robert M Stein
Hearing Site: Seattle, WA
13-0281612/23/2015Claimant(s): John Cartolano, NetVest Financial
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Howard W. Shannon, Douglas E. McArthur, Loren Scott Buell
Hearing Site: Phoenix, AZ
12-0045111/18/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Daniel Masiello, Mary Baranowski-Gallo, Philip Pursino
Respondent Lawyers(s): Edward B. Magarian, James E. Heavey, Philip Pursino
Arbitrator(s): Michael Ross, Martin A. Edelstein, Marianne C. Hussey
Hearing Site: New York, NY
10-0258803/13/2013Claimant(s): Wanda Sears
Claimant Lawyers(s): Lisia L. Leon
Respondent(s): Ameriprise Financial Services., Janet Vandenbark, Richard Zue
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Stuart H. Dunn, Dawn H. DeHart, Michelle Diane Harrington
Hearing Site: Richmond, VA
10-0265308/18/2011Claimant(s): Larry Merritt
Claimant Lawyers(s): Regina S. Molden
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Franklin Raymond McIntyre, John F. Allgood, John F. O'Neill
Hearing Site: Atlanta, GA
09-0549807/29/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Todd Feldman
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Edward M. Statland, E. William Pastor, Robert Vaughan Cornish
Hearing Site: Washington, DC
10-0261807/12/2011Claimant(s): Mark Porter
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): June Y. Kilmarx, Paul F. Marandett, Steven S. Manos
Hearing Site: Boston, MA
09-0549705/23/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): David Bekenstein
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Joseph A. Kenary, Carol Ann Anderson, Mark Cammann Pyle
Hearing Site: Washington, DC
10-0038004/07/2011Claimant(s): Christopher Hutchinson
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Paul H. McKenna, Kathleen K. Murphy, James J. Puhala
Hearing Site: Pittsburgh, PA

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