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FINRA Awards for June Y. Kilmarx

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0016102/01/2016Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Christopher Kennedy
Respondent Lawyers(s): Christopher Clarence Kennedy
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
15-0198810/29/2015Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Ben Djelassi, Morgan Stanley, Todd Mulligan
Respondent Lawyers(s): Joe Gehring, Jonathan A. Keselenko
Arbitrator(s): June Y. Kilmarx, B. John Dill, John Michael D'Amico
Hearing Site: Boston, MA
12-0178707/22/2014Claimant(s): April Ylvisaker
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Valerie Ann Roche, June Y. Kilmarx, William Norton
Hearing Site: Augusta, ME
10-0241411/15/2013Claimant(s): Mark Pasillo, Susan Pasillo
Claimant Lawyers(s): Irwin Stein
Respondent(s): James Walsh
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): June Y. Kilmarx, Iris Taymore Schnitzer, Robert J. Ambrogi
Hearing Site: Boston, MA
Checkmark IconExpungement
11-0385305/24/2013Claimant(s): Estate of Marjorie Christian
Claimant Lawyers(s): Howard Christian
Respondent(s): Angelo Anello, Brian Lannigan, Christopher Foley, Merrill Lynch Pierce Fenner & Smith Inc., Patrick Sands, Tracy Maynor
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Mary C. Kelleher, June Y. Kilmarx, William I. Carmen
Hearing Site: Boston, MA
Checkmark Icon$0
11-0060304/02/2013Claimant(s): Chase Bailey
Claimant Lawyers(s): Michael R. Perry
Respondent(s): Karl Hahn
Respondent Lawyers(s): Karl Edward Hahn
Arbitrator(s): June Y. Kilmarx, Andrew Peter Maneval, John Francis Markuns
Hearing Site: Manchester, NH
Checkmark Icon$10,555,000
12-0370503/28/2013Claimant(s): Edward Jones
Claimant Lawyers(s): James R. Dyer
Respondent(s): Barbara Cantwell
Respondent Lawyers(s): Charles Kindregan
Arbitrator(s): June Y. Kilmarx, Charles A. Goglia, Richard D. Levin
Hearing Site: Boston, MA
10-0460510/11/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Carlene Veara
Respondent Lawyers(s): Carlene B. Veara
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
10-0430108/01/2011Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Mark Levine
Respondent Lawyers(s): Martin A. Gould
Arbitrator(s): June Y. Kilmarx
Hearing Site: Hartford, CT
10-0261807/12/2011Claimant(s): Mark Porter
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): June Y. Kilmarx, Paul F. Marandett, Steven S. Manos
Hearing Site: Boston, MA

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