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FINRA Awards for Valerie Ann Roche

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0178707/22/2014Claimant(s): April Ylvisaker
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Valerie Ann Roche, June Y. Kilmarx, William Norton
Hearing Site: Augusta, ME

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