12-03705 | 03/28/2013 | Claimant(s): Edward Jones Claimant Lawyers(s): James R. Dyer Respondent(s): Barbara Cantwell Respondent Lawyers(s): Charles Kindregan Arbitrator(s): June Y. Kilmarx, Charles A. Goglia, Richard D. Levin Hearing Site: Boston, MA
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10-01263 | 04/26/2011 | Claimant(s): William Scholander, William Scholander LLC Claimant Lawyers(s): William John Scholander Respondent(s): Edward Mostafa, Joseph Oleske, Silva Velez, Timal Robinson, Seaboard Securities. Respondent Lawyers(s): Alexander S. Velez, Anthony J. Digiovanni, Isaac M. Zucker, Timal Neville Robinson Arbitrator(s): Saverio J. Cina, Robert S. Getman, Richard D. Levin Hearing Site: New York, NY
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07-03394 | 06/04/2009 | Claimant(s): Henry Archer Claimant Lawyers(s): Henry W. Archer Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Sam Antar, Richard D. Levin, James M. Rhodes Hearing Site: New York, NY
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08-00256 | 12/12/2008 | Claimant(s): EKN Financial Services. Claimant Lawyers(s): Robert M. Bursky Respondent(s): Jazz Singh, Jason Associates. Respondent Lawyers(s): Jazz Singh, President or Compliance Officer Arbitrator(s): Jack Friedman, Joseph B. Russell, Richard D. Levin Hearing Site: New York, NY
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07-00170 | 12/11/2007 | Claimant(s): Edward McDonald Claimant Lawyers(s): Kevin G. Diamond Respondent(s): Paul Hess, Commonwealth Financial Network Respondent Lawyers(s): Steven L. Manchel Arbitrator(s): Gerard S. Marsan, Joseph Charles Kennedy, Richard D. Levin Hearing Site: Boston, MA
| | $0 |