| 18-04240 | 07/03/2019 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): First Montauk Securities Corp., J.W. Barclay & Co.., Paragon Capital Markets.
Respondent Lawyers(s): Danny Levine, John Bruno, President or Compliance Officer
Arbitrator(s): Denise L. Quarles
Hearing Site: Newark, NJ
| | |
| 13-02441 | 06/25/2014 | Claimant(s): Ladenburg Thalmann & Co..
Claimant Lawyers(s): David Hirschberg
Respondent(s): Kyle Edsall, KWE Capital Management
Respondent Lawyers(s): Kyle W. Edsall, President or Compliance Officer
Arbitrator(s): Michael J. McAllister, Robert L. Nisely, Edward W. Morris
Hearing Site: New York, NY
|  | $0 |
| 09-07176 | 08/06/2010 | Claimant(s): Bruno Weber
Claimant Lawyers(s): Magdalena Flunger
Respondent(s): Brian Schkeryantz, JB Oxford & Company
Respondent Lawyers(s): Brian M. Schkeryantz, President or Compliance Officer
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 09-02226 | 06/08/2010 | Claimant(s): Robert Willoughby
Claimant Lawyers(s): Jeffrey Shepro
Respondent(s): Sky Capital LLC
Respondent Lawyers(s): President or Compliance Officer
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
| | |
| 08-00256 | 12/12/2008 | Claimant(s): EKN Financial Services.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Jazz Singh, Jason Associates.
Respondent Lawyers(s): Jazz Singh, President or Compliance Officer
Arbitrator(s): Jack Friedman, Joseph B. Russell, Richard D. Levin
Hearing Site: New York, NY
| | $0 |
| 07-02051 | 11/09/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Econotek
Respondent Lawyers(s): President or Compliance Officer
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
