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FINRA Awards for Hugh N. Fryer

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0033810/17/2013Claimant(s): John Ivarone
Claimant Lawyers(s): John Ivarone
Respondent(s): Rochdale Securities LLC
Respondent Lawyers(s): Christopher J. Major
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
10-0474510/18/2011Claimant(s): Anna McDwyer
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Edward Scro, Alternative Wealth Strategies,
Respondent Lawyers(s): Edward Scro, James C. Gaul
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
Checkmark Icon$36,491
09-0597211/04/2010Claimant(s): Ronald Chernesky
Claimant Lawyers(s): Anthony J. Hom
Respondent(s): David Choi
Respondent Lawyers(s): David Choi
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
09-0222606/08/2010Claimant(s): Robert Willoughby
Claimant Lawyers(s): Jeffrey Shepro
Respondent(s): Sky Capital LLC
Respondent Lawyers(s): President or Compliance Officer
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
07-0094403/06/2008Claimant(s): Estate of Donald K. Stuart
Claimant Lawyers(s): Mark Carta
Respondent(s): Michelle Stuart, Lehman Brothers Inc
Respondent Lawyers(s): Robert P. Dolian, Victor A. Machcinski
Arbitrator(s): Hugh N. Fryer, Margaret M McQueeney, Joshua Mark Zucker
Hearing Site: New York, NY
Checkmark Icon$0

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