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FINRA Awards for Jeffrey Shepro

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0222606/08/2010Claimant(s): Robert Willoughby
Claimant Lawyers(s): Jeffrey Shepro
Respondent(s): Sky Capital LLC
Respondent Lawyers(s): President or Compliance Officer
Arbitrator(s): Hugh N. Fryer
Hearing Site: New York, NY
09-0337803/31/2010Claimant(s): Robert Willoughby
Claimant Lawyers(s): Jeffrey Shepro
Respondent(s): Weatherly Securities Corporation
Respondent Lawyers(s): Maria Porcelli
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY

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