17-00230 | 09/28/2018 | Claimant(s): Elide Corporation Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Audette Paul Morales Arbitrator(s): Robert B. Hansohn, Robert E. Jenks, Aurelio A. Garcia Hearing Site: Los Angeles, CA
| | Expungement |
15-01699 | 08/12/2016 | Claimant(s): Hoang Vu Claimant Lawyers(s): Hoang Huy Vu Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Mauricio S. Beugelmans Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA
| | $0 |
11-03976 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith barney FA Notes Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Victor Elkind Respondent Lawyers(s): Robert L. Hill Arbitrator(s): Lester G. Stiel, Michael D. Briggs, Alan Joseph Goldstein Hearing Site: San Diego, CA
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10-05421 | 10/21/2013 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg Respondent(s): Barry Ganz, Mark Seruya, Russell Ganz, Stephen Ackerman Respondent Lawyers(s): Mauricio S. Beugelmans Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, Mary Lou McGanney Hearing Site: New York, NY
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10-02178 | 05/21/2013 | Claimant(s): John Freund Claimant Lawyers(s): Daniel S. Tarlow Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley Smith Barney Holdings, LL Respondent Lawyers(s): Mauricio S. Beugelmans Arbitrator(s): B. J. Krintzman, Norman Foxman, John J. Mager Hearing Site: Boston, MA
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10-04605 | 10/11/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Carlene Veara Respondent Lawyers(s): Carlene B. Veara Arbitrator(s): June Y. Kilmarx Hearing Site: Boston, MA
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10-04572 | 11/15/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Jay Korff Respondent Lawyers(s): Andrea Mobilia Arbitrator(s): Roger L. Crossland Hearing Site: Boston, MA
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11-00049 | 05/20/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Juan Pablo Granja Respondent Lawyers(s): Juan Pablo Granja Arbitrator(s): Walter M. Schackman Hearing Site: New York, NY
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10-05459 | 04/07/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Denise Otten Respondent Lawyers(s): Denise G. Otten Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ
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10-03775 | 03/28/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): James McKinlay Respondent Lawyers(s): James K. McKinlay Arbitrator(s): Joseph B. Russell Hearing Site: Syracuse, NY
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