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FINRA Awards for Walter M. Schackman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0346910/09/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Brad Feinstein
Respondent Lawyers(s): Max Folkenflik
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
11-0025607/03/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Allen Weiss
Respondent Lawyers(s): Neil R. Flaum
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
11-0004905/20/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Juan Pablo Granja
Respondent Lawyers(s): Juan Pablo Granja
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
09-0724907/21/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John D. Miller
Respondent(s): Robert Szigeti
Respondent Lawyers(s): Robert Joseph Szigeti
Arbitrator(s): Walter M. Schackman
Hearing Site: Philadelphia, PA

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