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FINRA Awards for John D. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0155612/12/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John D. Miller
Respondent(s): Gia Atlas
Respondent Lawyers(s): Mitchell Schley
Arbitrator(s): Mitchell S. Friedman, Michael P. Marryshow, Nicholas James Johnson
Hearing Site: Philadelphia, PA
09-0724907/21/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John D. Miller
Respondent(s): Robert Szigeti
Respondent Lawyers(s): Robert Joseph Szigeti
Arbitrator(s): Walter M. Schackman
Hearing Site: Philadelphia, PA

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