Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02178 | 05/21/2013 | Claimant(s): John Freund Claimant Lawyers(s): Daniel S. Tarlow Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., Morgan Stanley Smith Barney Holdings, LL Respondent Lawyers(s): Mauricio S. Beugelmans Arbitrator(s): B. J. Krintzman, Norman Foxman, John J. Mager Hearing Site: Boston, MA | ||
| 10-04361 | 05/25/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Holdings, LL Claimant Lawyers(s): Joe Gehring Respondent(s): Wells Fargo Advisors, Douglas Carnahan, Lawrence King, Sandra Butler Respondent Lawyers(s): James E. Heavey, Joe Gehring, Scott C. Paton Arbitrator(s): Edward Baer, Roland M. Cavalier, Michael A. Orticelle Hearing Site: Albany, NY |