Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04361 | 05/25/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Holdings, LL Claimant Lawyers(s): Joe Gehring Respondent(s): Wells Fargo Advisors, Douglas Carnahan, Lawrence King, Sandra Butler Respondent Lawyers(s): James E. Heavey, Joe Gehring, Scott C. Paton Arbitrator(s): Edward Baer, Roland M. Cavalier, Michael A. Orticelle Hearing Site: Albany, NY | ||
| 09-05785 | 05/17/2011 | Claimant(s): Charles Stokes, Mary Stokes Claimant Lawyers(s): Timothy J. Dennin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): George J. Marshall, Roland M. Cavalier, Cheryl H. Agris Hearing Site: Albany, NY |  | Expungement |
| 06-04125 | 11/27/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Mercadante Respondent Lawyers(s): Michael Mercadante Arbitrator(s): James J. Brearton, Roland M. Cavalier, Ruth A. Ihne Hearing Site: Albany, NY |