Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-00351 | 06/17/2010 | Claimant(s): Cheryl Katz Claimant Lawyers(s): Mark T. Starkman Respondent(s): Oppenheimer & Co.., Stanley Wong, Commerce Capital Markets Respondent Lawyers(s): Diana Sur, James A. McGovern, Michael S. Zullo Arbitrator(s): James Pasquale Nunciato, Kathleen Hoey Gorr, Ruth A. Ihne Hearing Site: Albany, NY |  | $0 |
| 08-03523 | 01/22/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jordan D. Becker Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Chrys Respondent Lawyers(s): Jeffrey J. Calabrese, Louis M. Lagalante Arbitrator(s): Jay F. Donnaruma, Stuart M. Schwartz, Ruth A. Ihne Hearing Site: Albany, NY | ||
| 06-04125 | 11/27/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Mercadante Respondent Lawyers(s): Michael Mercadante Arbitrator(s): James J. Brearton, Roland M. Cavalier, Ruth A. Ihne Hearing Site: Albany, NY |