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FINRA Awards for Dawn H. DeHart

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0258803/13/2013Claimant(s): Wanda Sears
Claimant Lawyers(s): Lisia L. Leon
Respondent(s): Ameriprise Financial Services., Janet Vandenbark, Richard Zue
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Stuart H. Dunn, Dawn H. DeHart, Michelle Diane Harrington
Hearing Site: Richmond, VA
10-0349209/16/2011Claimant(s): Avis E. Wyland
Claimant Lawyers(s): Edward B. Lowry
Respondent(s): Community Bankers Securities
Respondent Lawyers(s): Steven S. Biss
Arbitrator(s): Stuart H. Dunn, Dawn H. DeHart, Pauline Elkins Rosenstein
Hearing Site: Richmond, VA
Checkmark Icon$116,750

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